knowledge Base

Exploring surveillance exception themes

Event Themes

Surveyor categorizes surveillance exception events into themes. Click on a link to learn more about that type of exception, or scroll down to see how you can review each type of exception event:

ORDER BASE MANIPULATION

Layering

Spoofing

TWO SIDED TRADING

Cross Trade

Wash Trade

PRICE MOVE

Insider Trading

Trade Concentration

OPEN – CLOSE MANIPULATION

Market On Close Imbalance

Market On Open Imbalance

Marking The Close

Window Dressing

TRADING RESTRICTIONS

Trade Through

 

Reviewing Surveillance Exception Events

Once you’re familiar with how to look at surveillance exceptions, you may want to see how to¬†review surveillance exception events.

 

 

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